Last Updated - April 29, 2023

Uppercentile Compliance Directive

At Uppercentile, we are committed to maintaining the highest standards of ethics, integrity, and compliance in every aspect of our operations. Our Compliance Directive serves as a guide for all employees and partners to ensure that our business practices adhere to all applicable laws, regulations, and industry standards.

Our Commitment
  1. Ethical Conduct: We hold ourselves to the highest ethical standards and prioritize honesty, transparency, and fairness in all our dealings with clients, partners, and employees.
  2. Regulatory Compliance: We are dedicated to complying with all relevant laws, regulations, and industry standards in the markets we serve.
  3. Data Privacy & Security: We prioritize the protection of client and employee data, implementing robust security measures and adhering to data privacy regulations.
  4. Anti-Corruption & Anti-Bribery: We maintain a zero-tolerance policy for corruption and bribery, and we expect all employees and partners to act in accordance with these principles.
  5. Conflicts of Interest: We strive to identify, manage, and resolve potential conflicts of interest to maintain objectivity and ensure the best interests of our clients.
  6. Fair Competition: We promote fair competition by adhering to antitrust and competition laws, and we respect the intellectual property rights of others.
  7. Employee Rights & Inclusivity: We value our employees and are committed to providing a safe, inclusive, and respectful work environment that supports diversity and equal opportunity.
  8. Social & Environmental Responsibility: We recognize our responsibility to contribute positively to society and the environment by conducting business in a sustainable and socially responsible manner.
Reporting & Training

We encourage our employees and partners to report any suspected violations of our Compliance Directive or any applicable laws and regulations. Uppercentile is committed to providing the necessary resources and training to ensure that all employees and partners understand and adhere to these principles.

Continuous Improvement

At Uppercentile, we are dedicated to continuously improving our compliance and ethics program. We regularly review and update our policies, procedures, and training materials to keep pace with evolving regulations and industry best practices.

Our Compliance Directive is a cornerstone of Uppercentile's commitment to conducting business with integrity, accountability, and transparency. We expect all employees and partners to share in this commitment and uphold our high standards of ethics and compliance.